Securities & Exchange Board of India (SEBI) - Acts / Regulations & FAQs
- Master Circulars & Regulations issued in 2024-25
- Acts
- Rules
- Regulations
- Orders
- Master Circulars
- Guidance Notes / Guidelines
- FAQs
- Securities Laws (Amendment) Act
- Depositories Act 1996 (as amended by the International Financial Services Centres Authority Act, 2019 w.e.f. October 01, 2020)
- Securities and Exchange Board of India Act, 1992 (As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021)
- Securities Contracts (Regulation) Act, 1956 (As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021)
- SEBI (Annual Report) Rules, 2021
- Companies (Issue of Global Depositories Receipts) Rules, 2014
- Companies (Prospectus and Allotment of Securities) Rules, 2014
- Companies (Share Capital and debentures) Rules, 2014
- Depositories (Procedure for Holding Inquiry and Imposing Penalties) Rules, 2005 [Last amended on December 31, 2021]
- Securities Contracts (Regulations) (Procedure for Holding Inquiry and Imposing Penalties) Rules, 2005 [Last amended on December 31, 2021]
- Securities Transaction Tax Rules, 2004
- Securities Appellate Tribunal (Salaries, Allowances and other Terms and Conditions of Presiding Officer and other Members) Rules, 2003
- Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000
- Securities Appellate Tribunal (Procedure) Rules, 2000
- Securities Contracts (Regulations) (Appeal to Securities Appellate Tribunal) Rules, 2000
- Depositories (Appeal to Central Government) Rules, 1998
- Securities Appellate Tribunal (Salaries and Allowances and other Conditions of Service of the Officers and Employees) Rules, 1997
- SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 [Last amended on December 31, 2021]
- SEBI (Annual Report) Rules, 1994
- SEBI (Form of Annual Statement of Accounts and Records) Rules, 1994
- SEBI (Appeal to Central Government) Rules, 1993
- SEBI (Terms and Conditions of Service of Chairman and Members) Rules, 1992
- Securities Contracts (Reference to the Company Law Board) Rules, 1986
- Securities Contracts (Regulations) Rules, 1957 [Last amended on July 30, 2021]
- Master Circulars & Regulations issued in 2024-25
- SEBI (Ombudsman) (Repeal) Regulations, 2023 [Published on July 3, 2023]
- SEBI (Issue of Capital and Disclosure Requirements) Regulations 2018 [Last amended on January 13, 2023]
- SEBI (Real Estate Investment Trusts) Regulations 2014 [Last amended on February 14, 2023]
- Notification repealing SEBI (Central Database of Market Participants) Regulations, 2003
- SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
- SEBI (Underwriters) (Repeal) Regulations, 2021
- SEBI (Vault Managers) Regulations, 2021
- SEBI (Portfolio Managers) Regulations, 2020 [Last amended on November 09, 2021]
- SEBI (Appointment of Administrator and Procedure for Refunding to the Investors) Regulations, 2018
- SEBI (Procedure for Search and Seizure) Repeal Regulations, 2015
- SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 [Last amendment on August 03, 2021]
- SEBI (Research Analysts) Regulations, 2014 [Last amended on August 03, 2021]
- SEBI (Investment Advisers) Regulations, 2013 [Last amended on August 03, 2021]
- SEBI (Investor Protection and Education Fund) Regulations, 2009 [Last amended on March 6, 2017]
- SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on August 03, 2020]
- SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 [Last amended on February 07, 2014]
- SEBI (Regulatory Fee on Stock Exchanges) Regulations, 2006 [Last amended on March 22, 2019]
- SEBI (Self Regulatory Organisations) Regulations, 2004 [last amended on March 6, 2017]
- SEBI (Ombudsman) Regulations, 2003 [Last Amended on Nov 09, 2006]
- SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 [Last amended on January 25, 2022]
- SEBI (Procedure for Board Meetings) Regulations, 2001
- SEBI (Employees' Service) Regulations, 2001 [Last amended on June 22, 2022]
- SEBI (Foreign Venture Capital Investor) Regulations, 2000 [Last amended on August 03, 2021]
- SEBI (Collective Investment Scheme) Regulations, 1999 [Last amended on May 10, 2022]
- SEBI (Bankers to an Issue) Regulations, 1994 [Last amended on August 03, 2021]
- SEBI (Debenture Trustees) Regulations, 1993 [Last amended on April 11, 2022]
- SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 - [Last amended on August 03, 2021]
- SEBI (Merchant Bankers) Regulations, 1992 [Last amended on August 03, 2021]
- SEBI (Stock Brokers) Regulations, 1992 [Last amended on February 23, 2022]
- SEBI (Issuing Observations On Draft Offer Documents Pending Regulatory Actions) Order, 2020
- SEBI (Prohibition on Raising Further Capital From Public and Transfer of Securities of Suspended Companies) Order, 2015
- SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012
- Master Circulars & Regulations issued in 2024 -25
- Master Circular for Online Resolution of Disputes in the Indian Securities Market [Updated as on December 20, 2023]
- Master Circular on Know Your Client (KYC) norms for the securities market [Issued on October 12, 2023]
- Master Circular for Merchant Bankers [Issued on September 26, 2023]
- Master Circular for Commodity Derivatives Segment [Issued on August 4, 2023]
- Master Circular for ESG Rating Providers (ERPs) [Issued on July 12, 2023]
- Master Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper [Updated as on July 7, 2023]
- Master Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper [Updated as on June 30, 2023]
- Master Circular on Scheme of Arrangement [Issued on June 20, 2023]
- Master Circular for Investment Advisers [Issued on June 15, 2023]
- Master Circular for Research Analysts [Issued on June 15, 2023]
- Master Circular on Electronic Gold Receipts (EGR) [Issued on June 1, 2023]
- Master Circular for Mutual Funds [Issued on May 19, 2023]
- Master Circular for Stock Brokers [Issued on May 17, 2023]
- Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories [Issued on April 20, 2023]
- Master Circular for Portfolio Managers [Issued on March 20, 2023]
- Master Circular for Foreign Venture Capital Investors (FVCIs)
- Master Circular for Substantial Acquisition of Shares and Takeovers
- Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under
[Issued on February 3, 2023] - Master Circular for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors
[Issued on December 19, 2022] - Master Circular for Commodity Derivatives Market
- Master Circular on Scheme of Arrangement
- Master Circular for Stock Exchanges and Clearing Corporations
- Master Circular for Mutual Funds
- Securities and Exchange Board of India (Grant of Reward to Informant under Recovery Proceedings) Guidelines, 2023 [Issued in March 2023]
- Guidance Note on SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015
- SEBI (International Financial Services Centres) Guidelines, 2015
- SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 (As updated upto 3rd September 2009)
- SEBI (Disclosure and Investor Protection) Guidelines updated upto August 20, 2009
- SEBI (Aid for Legal Proceedings) Guidelines, 2009
- Framework for recognition and supervision of stock exchanges / platforms of stock exchanges for small and medium enterprises
- SEBI Guidelines for Anti-money laundering measures
- SEBI (Delisting of Securities) Guidelines, 2003 - as amended upto January 31, 2006
- Clarifications on Insider Trading - Comprehensive FAQs on SEBI (PIT) Regulations, 2015
- FAQs on SEBI Registered Investment Advisers
- FAQs on SEBI (Prohibition of Insider Trading) Regulations, 201 5
- FAQs for Grant of Registration As Alternative Investment Fund (AIF)
