Securities & Exchange Board of India (SEBI) - Acts / Regulations & FAQs
- Securities Laws (Amendment) Act
- Depositories Act 1996 (as amended by the International Financial Services Centres Authority Act, 2019 w.e.f. October 01, 2020)
- Securities and Exchange Board of India Act, 1992 (As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021)
- Securities Contracts (Regulation) Act, 1956 (As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021)
- SEBI (Annual Report) Rules, 2021
- Companies (Issue of Global Depositories Receipts) Rules, 2014
- Companies (Prospectus and Allotment of Securities) Rules, 2014
- Companies (Share Capital and debentures) Rules, 2014
- Depositories (Procedure for Holding Inquiry and Imposing Penalties) Rules, 2005 [Last amended on December 31, 2021]
- Securities Contracts (Regulations) (Procedure for Holding Inquiry and Imposing Penalties) Rules, 2005 [Last amended on December 31, 2021]
- Securities Transaction Tax Rules, 2004
- Securities Appellate Tribunal (Salaries, Allowances and other Terms and Conditions of Presiding Officer and other Members) Rules, 2003
- Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000
- Securities Appellate Tribunal (Procedure) Rules, 2000
- Securities Contracts (Regulations) (Appeal to Securities Appellate Tribunal) Rules, 2000
- Depositories (Appeal to Central Government) Rules, 1998
- Securities Appellate Tribunal (Salaries and Allowances and other Conditions of Service of the Officers and Employees) Rules, 1997
- SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 [Last amended on December 31, 2021]
- SEBI (Annual Report) Rules, 1994
- SEBI (Form of Annual Statement of Accounts and Records) Rules, 1994
- SEBI (Appeal to Central Government) Rules, 1993
- SEBI (Terms and Conditions of Service of Chairman and Members) Rules, 1992
- Securities Contracts (Reference to the Company Law Board) Rules, 1986
- Securities Contracts (Regulations) Rules, 1957 [Last amended on July 30, 2021]
- SEBI (Issuing Observations On Draft Offer Documents Pending Regulatory Actions) Order, 2020
- SEBI (Prohibition on Raising Further Capital From Public and Transfer of Securities of Suspended Companies) Order, 2015
- SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012
- Securities and Exchange Board of India (Grant of Reward to Informant under Recovery Proceedings) Guidelines, 2023 [Issued in March 2023]
- Guidance Note on SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015
- SEBI (International Financial Services Centres) Guidelines, 2015
- SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 (As updated upto 3rd September 2009)
- SEBI (Disclosure and Investor Protection) Guidelines updated upto August 20, 2009
- SEBI (Aid for Legal Proceedings) Guidelines, 2009
- Framework for recognition and supervision of stock exchanges / platforms of stock exchanges for small and medium enterprises
- SEBI Guidelines for Anti-money laundering measures
- SEBI (Delisting of Securities) Guidelines, 2003 - as amended upto January 31, 2006
- FAQs related to regulatory provisions for Research Analysts
- Clarifications on Insider Trading - Comprehensive FAQs on SEBI (PIT) Regulations, 2015
- FAQs on SEBI Registered Investment Advisers
- FAQs on SEBI (Prohibition of Insider Trading) Regulations, 201 5
- FAQs for Grant of Registration As Alternative Investment Fund (AIF)
